# SWIFFT

SWIFFT
General
Designers Vadim Lyubashevsky, Daniele Micciancio, Chris Peikert, Alon Rosen
First published 2008
Related to FFT-based algorithms

In cryptography, SWIFFT is a collection of provably secure hash functions. It is based on the concept of the fast Fourier transform (FFT). SWIFFT is not the first hash function based on FFT, but it sets itself apart by providing a mathematical proof of its security. It also uses the LLL basis reduction algorithm. It can be shown that finding collisions in SWIFFT is at least as difficult as finding short vectors in cyclic/ideal lattices in the worst case. By giving a security reduction to the worst-case scenario of a difficult mathematical problem, SWIFFT gives a much stronger security guarantee than most other cryptographic hash functions.

Unlike many other provably secure hash functions, the algorithm is quite fast, yielding a throughput of 40MB/s on a 3.2 GHz Intel Pentium 4. Although SWIFFT satisfies many desirable cryptographic and statistical properties, it was not designed to be an "all-purpose" cryptographic hash function. For example, it is not a pseudorandom function, and would not be a suitable instantiation of a random oracle. The algorithm is less efficient than most traditional hash functions that do not give a proof of their collision-resistance. Therefore, its practical use would lie mostly in applications where the proof of collision-resistance is particularly valuable, such as digital signatures that must remain trustworthy for a long time.

A modification of SWIFFT called SWIFFTX was proposed as a candidate for SHA-3 function to the NIST hash function competition[1] and was rejected in the first round.[2]

## The algorithm

The algorithm is as follows:[3]

1. Let the polynomial variable be called ${\displaystyle \alpha }$
2. Input: message ${\displaystyle M}$ of length ${\displaystyle mn}$
3. Convert ${\displaystyle M}$ to a collection of ${\displaystyle m}$ polynomials ${\displaystyle p_{i}}$ in a certain polynomial ring ${\displaystyle R}$ with binary coefficients.
4. Compute the Fourier coefficients of each ${\displaystyle p_{i}}$ using SWIFFT.
5. Define the Fourier coefficients of ${\displaystyle a_{i}}$, so that they are fixed and depend on a family of SWIFFT.
6. Point-wise multiply the Fourier coefficients ${\displaystyle p_{i}}$ with the Fourier coefficients of ${\displaystyle a_{i}}$ for each ${\displaystyle i}$.
7. Use inverse FFT to obtain ${\displaystyle m}$ polynomials ${\displaystyle f_{i}}$ of degree ${\displaystyle <2n}$.
8. Compute ${\displaystyle f=\sum _{i=1}^{m}(f_{i})}$ modulo ${\displaystyle p}$ and ${\displaystyle \alpha ^{n}+1}$.
9. Convert ${\displaystyle f}$ to ${\displaystyle n\log(p)}$ bits and output it.
• The FFT operation in step 4 is easy to invert, and is performed to achieve diffusion, that is, to mix the input bits.
• The linear combination in step 6 achieves confusion, since it compresses the input.
• This is just a high level description of what the algorithm does, some more advanced optimizations are used to finally yield a high performing algorithm.

### Example

We choose concrete values for the parameters n, m, and p as follows: n = 64, m= 16, p= 257. For these parameters, any fixed compression function in the family takes a binary input of length mn = 1024 bits (128 bytes), to an output in the range ${\displaystyle \mathbb {Z} _{p}^{n}}$, which has size ${\displaystyle p^{n}=257^{64}}$. An output in ${\displaystyle \mathbb {Z} _{p}^{n}}$ can easily be represented using 528 bits (66 bytes).

## Algebraic description

The SWIFFT functions can be described as a simple algebraic expression over some polynomial ring ${\displaystyle R}$. A family of these functions depends on three main parameters: let ${\displaystyle n}$ be a power of 2, let ${\displaystyle m>0}$ be a small integer, and let ${\displaystyle p>0}$ be a modulus (not necessarily prime, but is convenient to choose it prime). Define ${\displaystyle R}$ to be the ring ${\displaystyle R=\mathbb {Z} _{p}[\alpha ]/(\alpha ^{n}+1)}$, i.e., the ring of polynomials in ${\displaystyle \alpha }$ having integer coefficients, modulo ${\displaystyle p}$ and ${\displaystyle \alpha ^{n}+1}$. An element of ${\displaystyle R}$ can be written as a polynomial of degree ${\displaystyle having coefficients in ${\displaystyle Z_{p}}$. A certain function in the SWIFFT family is specified by ${\displaystyle m}$ fixed elements ${\displaystyle a_{1},\ldots ,a_{m}\in R}$ of the ring ${\displaystyle R}$, that are called multipliers. The function corresponds to the following equation over the ring R:

${\displaystyle \sum _{i=1}^{m}(a_{i}\cdot x_{i})}$

The ${\displaystyle x_{1},\ldots ,x_{m}\in R}$ are polynomials with binary coefficients, and corresponding to the binary input of length ${\displaystyle mn}$.

## Computing the polynomial product

To compute the above expression, the main problem is to compute the polynomial products ${\displaystyle a_{i}\cdot x_{i}}$. A fast way to compute these products is given by the convolution theorem. This says that under certain restrictions the following holds:

${\displaystyle {\mathcal {F}}\{f*g\}={\mathcal {F}}\{f\}\cdot {\mathcal {F}}\{g\}}$

Here ${\displaystyle {\mathcal {F}}}$ denotes the Fourier transform and ${\displaystyle \cdot }$ denotes the pointwise product. In the general case of the convolution theorem ${\displaystyle *}$ does not denote multiplication but convolution. It can however be shown that polynomial multiplication is a convolution.

### Fast Fourier transform

For finding the Fourier transform we will use FFT (fast Fourier transform) which finds the transform in ${\displaystyle O(n\log(n))}$time. The multiplication algorithm now goes as follows: We use FFT to compute (all at once) the Fourier coefficients of each polynomial. Then we pointwise multiply the respective Fourier coefficients of the two polynomials, and finally we us an inverse FFT to return a polynomial of degree ${\displaystyle <2n}$.

### Number-theoretic transform

Instead of the normal Fourier transform SWIFFT uses the number-theoretic transform. Number-theoretic transform uses roots of unity in ${\displaystyle \mathbb {Z} _{p}}$ instead of complex roots of unity. To make this work, we need to ensure that ${\displaystyle \mathbb {Z} _{p}}$ is a finite field, and that primitive 2nth roots of unity exist in this field. This can be done by taking ${\displaystyle p}$ prime such that ${\displaystyle 2n}$ divides ${\displaystyle p-1}$.

## Parameter choice

The parameters m,p,n are subject to the following restrictions:

• n must be a power of 2
• p must be prime
• p-1 must be a multiple of 2n
• ${\displaystyle \log(p)}$ must be greater than m (otherwise the output will not be smaller than the input)

A possible choice is n=64, m=16, p=257. We get a throughput of about 40MB/s, security of about ${\displaystyle 2^{106}}$ operations for finding collisions, and a digest size of 512 bits.

## Statistical properties

• (Universal hashing). The SWIFFT family of functions is universal. It means that for any fixed distinct ${\displaystyle x,x'}$, the probability (over the random choice of ${\displaystyle f}$ from the family) that ${\displaystyle f(x)=f(x')}$ is the inverse of the size of the range.
• (Regularity). SWIFFT family of compression functions is regular. A function ${\displaystyle f}$ is said to be regular if, for an input ${\displaystyle x}$ chosen uniformly at random from the domain, the output ${\displaystyle f(x)}$ is distributed uniformly over the range.
• (Randomness extractor). SWIFFT is a randomness extractor. For hash tables and related applications, it is usually desirable for the outputs of the hash function to be distributed uniformly (or as close to uniformly as possible), even when the inputs are not uniform. Hash functions that give such guarantees are known as randomness extractors, because they distill the non-uniform randomness of the input down to an (almost) uniformly distributed output. Formally, randomness extraction is actually a property of a family of functions, from which one function is chosen at random (and obliviously to the input).

## Cryptographic properties and security

• SWIFFT is not pseudorandom, due to linearity. For any function ${\displaystyle f}$ from our family and any two inputs ${\displaystyle x_{1}}$, ${\displaystyle x_{2}}$ such that ${\displaystyle x_{1}+x_{2}}$ is also a valid input, we have that ${\displaystyle f(x_{1})+f(x_{2})=f(x_{1}+x_{2})}$. This relation is very unlikely to hold for a random function, so an adversary can easily distinguish our functions from a random function.
• It is not claimed by the authors that SWIFFT functions behave like a random oracle. A function is said to behave like a random oracle if it acts like a truly random function. This differs from pseudorandomness in that the function is fixed and public.
• SWIFFT family is provably collision resistant (in an asymptotic sense), under a relatively mild assumption about the worst-case difficulty of finding short vectors in cyclic/ideal lattices. This implies that the family is also second preimage resistant.

### Theoretical security

SWIFFT is an example of a provably secure cryptographic hash function. As with most security proofs, the security proof of SWIFFT relies on a reduction to a certain difficult to solve mathematical problem. Note that this means that the security of SWIFFT relies strongly on the difficulty of this mathematical problem.

The reduction in the case of SWIFFT is to the problem of finding short vectors in cyclic/ideal lattices. It can be proven that the following holds: Suppose we have an algorithm that for a random version of SWIFFT given by ${\displaystyle f}$ can find collisions in ${\displaystyle f}$ within some feasible time ${\displaystyle T}$, and with probability ${\displaystyle p}$. It is allowed that the algorithm only works in a small but noticeable fraction of the family SWIFFT. Then we can find also an algorithm ${\displaystyle f_{2}}$ which can always find a short vector in any ideal lattice over the ring ${\displaystyle \mathbb {Z} _{p}[\alpha ]/(\alpha ^{n}+1)}$ in some feasible time ${\displaystyle T_{2}}$, depending on ${\displaystyle T}$ and ${\displaystyle p}$. This means that finding collisions in SWIFFT is at least as difficult as the worst-case scenario of finding short vectors in a lattice over ${\displaystyle \mathbb {Z} _{p}[\alpha ]/(\alpha ^{n}+1)}$. At the moment the fastest algorithms for finding short vectors are all exponential in ${\displaystyle n}$. Note that this ensures that there is no significant set of "weak instances" where the security of SWIFFT is weak. This guarantee is not given by most other provably secure hash functions.

### Practical security

Known working attacks are the generalized birthday attack, which takes 2106 operations and inversion attacks which takes 2448 operations for a standard parameter choice. This is usually considered to be enough to render an attack by an adversary infeasible.

## References

1. ^ Daniele Micciancio; Yuriy Arbitman; Gil Dogon; Vadim Lyubashevsky; Chris Peikert; Alon Rosen (2008-10-30). "SWIFFTX: A Proposal for the SHA-3 Standard" (PDF). Retrieved 2017-03-03.
2. ^ "Second Round Candidates". National Institute of Standards and Technology. 2009-07-16. Retrieved 2017-03-03.
3. ^ Vadim Lyubashevsky; Daniele Micciancio; Chris Peikert; Alon Rosen (2008-02-21). "SWIFFT: A Modest Proposal for FFT Hashing" (PDF). Retrieved 2017-03-03.